SEC steps up crackdown on investment scandals


Posted at Nov 30 2019 01:27 AM

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There's only a month left in 2019 but the Securities and Exchange Commission is still expecting more fundraising activities to be registered by year's end. As Warren de Guzman tells us, the agency is also working hard to ensure the protection of small investors. - Business Nightly, ANC, November 29, 2019